kaitlynbernatz240 kaitlynbernatz240

Today at 9:54 PM
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When may an investment adviser (IA), share in profits and losses of a client's account

Answer :

estryzy estryzy

Today at 9:59 PM

Answer:

Never. Only agents and B/D, but never an Investment Adviser can share in the profit and losses of a client. However, the sharing is proportional to the amount they contributed.

Explanation:

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